- Branche: Financial services
- Number of terms: 10107
- Number of blossaries: 0
- Company Profile:
A summary of all accounts that withdrew securities the previous day.Included activity categories are outgoing ACATs transfers,ML account to account journal entries and physical and book entry security deliveries.Sales and RVP settlements are not included.
Industry:Financial services
Organizations such as the New York Stock Exchange, FINRA Regulation Inc., etc. that are responsible for overseeing the securities markets, for registering and regulating brokerage firms, for overseeing the securities self-regulatory organizations (such as the nation's stock exchanges), and for overseeing other market participants, such as transfer agents and clearing organizations. The organization also sets financial responsibility standards, and regulates trading and sales practices, policies affecting operation of the securities markets and surveillance.
Industry:Financial services
An investment instrument issued by a corporation, government, or other organization that offers evidence of debt or equity.
Industry:Financial services
Indicates if securities were included with the deposit.
Industry:Financial services
A detailed description of stocks, bonds, funds, and other investment instruments providing various key information.
Related to Annuity/Insurance:
The name of the insurance product.
Industry:Financial services
A unique alpha numeric value assigned by Merrill Lynch to identify the security.
Industry:Financial services
The number of shares held long or short in the account.
Industry:Financial services
The estimated market value (price times number of shares) of all priced securities as of the stated Close of Business date.
Industry:Financial services
An order to sell a security. This is the order or instruction to sell, not the actual sale transaction.
Industry:Financial services
Selling a call option contract to open when the account holds the underlying security.
Industry:Financial services
